DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••• C••••••••• F••• I• •••••••• L•••
Gross asset value
$0
as of Mar 26, 2018; not a fund size
Peak GAV
$510M
highest filing
Owners
152
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
48%
fund-of-funds interests
Non-US owners
19%
Reported
9 filings
Feb 14, 2012 to Mar 26, 2018
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Mar 26, 2018
Feb 14, 2012$300M then
Owners152 as of Mar 26, 2018
Feb 14, 2012164 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Blg Bnp ParibasLuxembourg, Luxembourg · LEI UAIAINAJ28P30E5GWE37
- Intertrust (Curacao) B.V.Willemstad, Other
- JP Morgan Chase Bank, NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Morgan Stanley & Co. LLCBaltimore, Maryland
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
- B•••• C••••••••• F••• I• •••••••• L••• · peshared adv fund id
- B•••• C••••••••• F••• I• •••••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons