DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

D• E• S••• A•• C•••••• G••••• A•••• P••• P••••••••• L•••••

Hedge Fundadvised byD• E• S••• I••••••••• M••••••••• L•••••asset manager805-6147625668IAPD
Gross asset value
$377M
as of Aug 9, 2024; not a fund size
Peak GAV
$1.3B
highest filing
Owners
2
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
May 29, 2019 to Aug 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$377M as of Aug 9, 2024
May 29, 2019$829M then
Owners2 as of Aug 9, 2024
May 29, 20194 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
021-331130reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of New York Mellon
    New York, New York · LEI HPFHU0OQ28E4N0NFVK49
  • Bnp Paribas Securities Corp.
    New York, New York · LEI RCNB6OTYUAMMP879YW96
  • Credit Suisse International
    New York, New York · LEI E58DKGMJYYYJLN8C3868
  • Credit Suisse Securities (Europe) Limited
    London, United Kingdom · LEI DL6FFRRLF74S01HE2M14
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Deutsche Bank Ag
    Frankfurt, Germany · LEI 7LTWFZYICNSX8D621K86
  • Deutsche Bank Securities Inc.
    New York, New York
  • Hsbc Bank Plc
    London, United Kingdom · LEI MP6I5ZYZBEU3UXPYFY54
  • Hsbc Bank USA, N.A.
    New York, New York · LEI 1IE8VN30JCEQV1H4R804
  • J.P. Morgan Securities LLC
    New York, New York · LEI ZBUT11V806EZRVTWT807
  • Jpmorgan Chase Bank N.A.
    New York, New York · LEI 7H6GLXDRUGQFU57RNE97
  • Northern Trust Investments, Inc.
    Chicago, Illinois · LEI BEL4B8X7EHJU845Y2N39
  • State Street Institutional Investment Trust
    Boston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons