DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N••• W•••••• L•
Gross asset value
$106M
as of Sep 30, 2020; not a fund size
Peak GAV
$111M
highest filing
Owners
6
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
18 filings
Aug 8, 2014 to Sep 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$106M as of Sep 30, 2020
Aug 8, 2014$111M then
Owners6 as of Sep 30, 2020
Aug 8, 20146 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Guernseyreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Aztec Financial Services (Guernsey) L••••••St Peter Port, Guernsey
Across DFX
shared identifiers only
- N••• W•••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons