DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••• O••••••••• F•••• S•• • S••••••••• P•••••••• A•
Gross asset value
$10.2M
as of Feb 25, 2019; not a fund size
Peak GAV
$36.0M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
82%
Reported
3 filings
Feb 6, 2017 to Feb 25, 2019
Reporting history
one row per Form ADV filing
Gross asset value$10.2M as of Feb 25, 2019
Feb 6, 2017$36.0M then
Owners6 as of Feb 25, 2019
Feb 6, 20176 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feeder of 805-8065087963reported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Hsbc Private BankNew York, New York
Across DFX
shared identifiers only
- A••• O••••••••• F•••• S•• • S••••••••• P•••••••• a• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons