DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R••••••••• P••••••• I•• L•••
Gross asset value
$406M
as of Apr 1, 2013; not a fund size
Peak GAV
$406M
highest filing
Owners
76
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
18%
Reported
2 filings
Feb 14, 2012 to Apr 1, 2013
Reporting history
one row per Form ADV filing
Gross asset value$406M as of Apr 1, 2013
Feb 14, 2012$373M then
Owners76 as of Apr 1, 2013
Feb 14, 201274 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-42361reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche BankNew York, New York
- Goldman, Sachs & Co.Chicago, Illinois
Across DFX
shared identifiers only
- R••••••••• P••••••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons