DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Nineteen77 Global Fundamental Market Neutral Long/Short Master Limited

Hedge Fundadvised byUBS Oconnor LLCformer805-6199890809no longer reportedIAPD
Gross asset value
$58.9M
as of Feb 24, 2021; not a fund size
Peak GAV
$5.4B
highest filing
Owners
1
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
31 filings
Mar 29, 2012 to Feb 24, 2021
Reporting history
one row per Form ADV filing
Gross asset value$58.9M as of Feb 24, 2021
Mar 29, 2012$5.4B then
Owners1 as of Feb 24, 2021
Mar 29, 2012143 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 9% of the adviser's clients investedreported
Form D file number
021-104874reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    New York, New York · LEI G5GSEF7VJP5I7OUK5573
  • Barclays Capital Securities Limited
    London, United Kingdom · LEI K9WDOH4D2PYBSLSOB484
  • Citigroup Global Markets Inc.
    New York, New York
  • Citigroup Global Markets Limited
    London, United Kingdom · LEI XKZZ2JZF41MRHTR1V493
  • Credit Suisse Securities (Europe) Limited
    London, United Kingdom · LEI DL6FFRRLF74S01HE2M14
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • Mufg Alternative Fund Services (Cayman) Limited
    George Town, Cayman Islands · LEI 549300E78YO4UPWUBK86
  • Societe Generale International Limited
    London, United Kingdom · LEI 0IKLU6X1B10WK7X42C15
  • The Bank Of New York Mellon
    New York, New York · LEI HPFHU0OQ28E4N0NFVK49
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons