DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R••• A••••• L••
Other Private Fundadvised byS•••••• N••••••• • C••••••• I•••••••••national BD805-6201476745no longer reportedIAPD
Gross asset value
$478,527
as of Mar 3, 2022; not a fund size
Peak GAV
$4.7M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
10%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
245 filings
Mar 13, 2012 to Mar 3, 2022
Reporting history
one row per Form ADV filing
Gross asset value$2.4M as of May 1, 2017
Mar 13, 2012$4.2M then
Owners10 as of May 1, 2017
Mar 13, 201210 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-5460797964reported
- Fund of funds
- noreported
- Organized in
- Indiana, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-68172reportedthe join to the Form D offering
- Type as written
- FEEDER INTO PRIVATE EQUITY FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Stifel, Nicolaus & Company, IncorporatedSt. Louis, Missouri · related person of the adviser
Across DFX
shared identifiers only
- R••• A••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 10%reportedadviser and related persons