DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••• O•••• E•• M••••• F••• I•• L•••

Hedge Fundadvised byC•••• O•••• A•••••• L••state registered805-6221700054IAPD
Gross asset value
$691M
as of Mar 28, 2024; not a fund size
Peak GAV
$704M
highest filing
Owners
24
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
55%
Reported
7 filings
Mar 30, 2020 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$691M as of Mar 28, 2024
Mar 30, 2020$378M then
Owners24 as of Mar 28, 2024
Mar 30, 202021 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-340413reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Ing
    Luxembourg, Luxembourg · LEI 549300BT51N3KAXDPP56
  • Northern Trust Global Services Se
    Luxembourg, Luxembourg · LEI HWIPDOTRM1EKRPKYKH81
  • The Bank Of New York Mellon Trust Company, National Association
    Houston, Texas
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
4.0%reportedadviser and related persons