DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D• R••• 2• L•
Private Equity Fundadvised byD•••••••• C•••••• M••••••••• L••asset manager805-6250528320no longer reportedIAPD
Gross asset value
$45.2M
as of Feb 28, 2019; not a fund size
Peak GAV
$45.2M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
18%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
4%
Reported
3 filings
Mar 30, 2018 to Feb 28, 2019
Reporting history
one row per Form ADV filing
Gross asset value$45.2M as of Feb 28, 2019
Mar 30, 2018$45.2M then
Owners3 as of Feb 28, 2019
Mar 30, 20183 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 78% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan Stanley & Co. LLCNew York, New York
- State Street Global ServicesBoston, Massachusetts
Across DFX
shared identifiers only
- D• R••• 2• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 18%reportedadviser and related persons