DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••••••• I••••••••• P•••••••• L•
Hedge Fundadvised byE•••• R••• W••••• M••••••••• L••independent RIA805-6286777656no longer reportedIAPD
Gross asset value
$20.2M
as of May 29, 2013; not a fund size
Peak GAV
$25.0M
highest filing
Owners
30
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
10%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Mar 31, 2012 to May 29, 2013
Reporting history
one row per Form ADV filing
Gross asset value$20.2M as of May 29, 2013
Mar 31, 2012$25.0M then
Owners30 as of May 29, 2013
Mar 31, 201230 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Rhode Island, United Statesreported
- Clients solicited
- yes, 20% of the adviser's clients investedreported
- Form D file number
- 021-56963reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.Providence, Rhode Island
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 10%reportedadviser and related persons