DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•••••••• C••••••••• F••• I• L•••
Private Equity Fundadvised byN•••••••• C•••••• M••••••••• L•••••asset manager805-6294138099no longer reportedIAPD
Gross asset value
$195M
as of Jun 11, 2020; not a fund size
Peak GAV
$195M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
75%
of the fund
Owned by funds
40%
fund-of-funds interests
Non-US owners
32%
Reported
11 filings
Mar 27, 2014 to Jun 11, 2020
Reporting history
one row per Form ADV filing
Gross asset value$195M as of Jun 11, 2020
Mar 27, 2014$148M then
Owners17 as of Jun 11, 2020
Mar 27, 20148 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 8% of the adviser's clients investedreported
- Form D file number
- 021-195929reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Silicon Valley BankBoston, Massachusetts · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- N•••••••• C••••••••• F••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 75%reportedadviser and related persons