DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•••••• C•••••• A••• V• L•••
Gross asset value
$415M
as of Jul 11, 2024; not a fund size
Peak GAV
$415M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
44%
of the fund
Owned by funds
58%
fund-of-funds interests
Non-US owners
91%
Reported
23 filings
Mar 30, 2016 to Jul 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$415M as of Jul 11, 2024
Mar 30, 2016$148M then
Owners21 as of Jul 11, 2024
Mar 30, 201617 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-237235reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Axis Bank LimitedMumbai, India
- First Republic BankSan Francisco, California
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Standard Chartered Bank (Mumbai) LimitedMumbai, India
- Standard Chartered Bank (Singapore)Singapore, Singapore
- Standard Charterer Bank (Thai) Pcl.Bangkok, Thailand
- Standard Chartered Bank Vietnam LimitedHanoi, Vietnam
Across DFX
shared identifiers only
- O•••••• C•••••• A••• V• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 44%reportedadviser and related persons