DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• C••••••••• H•••••••• L•
Gross asset value
$362M
as of Mar 28, 2024; not a fund size
Peak GAV
$394M
highest filing
Owners
23
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
43%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
65%
Reported
19 filings
Mar 31, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$362M as of Mar 28, 2024
Mar 31, 2017$83.9M then
Owners23 as of Mar 28, 2024
Mar 31, 201721 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 50% of the adviser's clients investedreported
- Form D file number
- 021-284020reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citizens Bank, N.A.Providence, Rhode Island
Across DFX
shared identifiers only
- S•••• C••••••••• H•••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 43%reportedadviser and related persons