DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••• C•••••• ••• F••• V•
Gross asset value
$2,422
as of May 7, 2014; not a fund size
Peak GAV
$3.3M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$4.7M
as reported
Adviser and related own
1%
of the fund
Owned by funds
42%
fund-of-funds interests
Non-US owners
77%
Reported
5 filings
Mar 27, 2012 to May 7, 2014
Reporting history
one row per Form ADV filing
Gross asset value$2,422 as of May 7, 2014
Mar 27, 2012$320,000 then
Owners17 as of May 7, 2014
Mar 27, 201217 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- United Kingdomreported
- Clients solicited
- yes, 99% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Nominee CompanyLondon, United Kingdom · related person of the adviser
Across DFX
shared identifiers only
- C••• C•••••• ••• F••• V• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons