DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
N•••••••• P•••••• E••••• F••• I• L•••
Gross asset value
$648M
as of Sep 12, 2024; not a fund size
Peak GAV
$648M
highest filing
Owners
30
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
23%
of the fund
Owned by funds
36%
fund-of-funds interests
Non-US owners
11%
Reported
19 filings
Mar 30, 2017 to Sep 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$648M as of Sep 12, 2024
Mar 30, 2017$60.5M then
Owners30 as of Sep 12, 2024
Mar 30, 20171 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-271239reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Dogwood State BankRaleigh, North Carolina · LEI 549300D3SGJ9UCUF2779
- First Citizens Bancshares, IncRaleigh, North Carolina · LEI 549300N3Z00ZHE2XC526
Across DFX
shared identifiers only
- N•••••••• P•••••• E••••• F••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 23%reportedadviser and related persons