DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

T••••• R•••••• F•••• L•••

Private Equity Fundadvised byA••••• P••••••• G••••• I•••independent RIA805-6427221623no longer reportedIAPD
Gross asset value
$1.1M
as of Oct 28, 2024; not a fund size
Peak GAV
$2.1M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
40 filings
Jun 18, 2014 to Oct 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.1M as of Oct 28, 2024
Jun 18, 2014$1.8M then
Owners9 as of Oct 28, 2024
Jun 18, 20140 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
South Carolina, United Statesreported
Clients solicited
yes, 3% of the adviser's clients investedreported
Form D file number
021-130624reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • National Advisors Trust Co.
    Overland Park, Kansas
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons