DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•••••••• F••• L••••••
Gross asset value
$750M
as of Mar 27, 2018; not a fund size
Peak GAV
$750M
highest filing
Owners
98
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
29%
of the fund
Owned by funds
49%
fund-of-funds interests
Non-US owners
54%
Reported
19 filings
Apr 5, 2012 to Mar 27, 2018
Reporting history
one row per Form ADV filing
Gross asset value$750M as of Mar 27, 2018
Apr 5, 2012$149M then
Owners98 as of Mar 27, 2018
Apr 5, 201211 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Bermudareported
- Clients solicited
- noreported
- Form D file number
- 021-218628reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells Fargo BankNew York, New York
Across DFX
shared identifiers only
- O•••••••• F••• L•••••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 29%reportedadviser and related persons