DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••• R•••• E••••• P••••••• I•• L•
Gross asset value
$412M
as of Mar 27, 2024; not a fund size
Peak GAV
$412M
highest filing
Owners
35
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
11%
of the fund
Owned by funds
21%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Mar 15, 2016 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$412M as of Mar 27, 2024
Mar 15, 2016$144M then
Owners35 as of Mar 27, 2024
Mar 15, 201636 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-257631reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- Northern Trust CorporationChicago, Illinois · LEI 0000838981
Across DFX
shared identifiers only
- L••• R•••• E••••• P••••••• I•• L• · peshared adv fund id
- L••• R•••• E••••• P••••••• I•• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons