DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• P••••••• M••••• M••••• F••• L••
Gross asset value
$128M
as of Nov 27, 2024; not a fund size
Peak GAV
$131M
highest filing
Owners
154
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
35%
Reported
16 filings
Sep 10, 2020 to Nov 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$128M as of Nov 27, 2024
Sep 10, 2020$25.0M then
Owners154 as of Nov 27, 2024
Sep 10, 202045 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-387210reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bok Financial Securities, Inc.Denver, Colorado
- CanaccordVancouver, Canada · LEI 549300T0EM8DDTDWZP60
- J.P. Morgan Securities LLCNew York, New York
- Td SecuritiesToronto, Canada · LEI 5493006RJSLS5DA4PD75
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons