DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••••••••• R••••• R•••• M••••• F•••• L•••
Gross asset value
$321M
as of Jul 13, 2020; not a fund size
Peak GAV
$872M
highest filing
Owners
25
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
26%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
37%
Reported
16 filings
Aug 2, 2013 to Jul 13, 2020
Reporting history
one row per Form ADV filing
Gross asset value$321M as of Jul 13, 2020
Aug 2, 2013$31.9M then
Owners25 as of Jul 13, 2020
Aug 2, 20139 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- J.P. Morgan Securities LLCBrooklyn, New York
- Wells Fargo Bank NaMinneapolis, Minnesota · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 26%reportedadviser and related persons