DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

T••••••• P••••••• C••••••••• 3• L••

Gross asset value
$140M
as of Sep 16, 2022; not a fund size
Peak GAV
$194M
highest filing
Owners
55
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
56%
of the fund
Owned by funds
48%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Apr 30, 2020 to Sep 16, 2022
Reporting history
one row per Form ADV filing
Gross asset value$140M as of Sep 16, 2022
Apr 30, 2020$114M then
Owners55 as of Sep 16, 2022
Apr 30, 202018 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-330733reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • State Street Bank And Trust Co.
    Boston, Massachusetts
  • UBS Financial Services Inc.
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
56%reportedadviser and related persons