DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P•• T••••••••• M••••• F•••• L•••
Gross asset value
$220M
as of Sep 30, 2019; not a fund size
Peak GAV
$437M
highest filing
Owners
51
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
18%
of the fund
Owned by funds
55%
fund-of-funds interests
Non-US owners
53%
Reported
14 filings
Nov 28, 2014 to Sep 30, 2019
Reporting history
one row per Form ADV filing
Gross asset value$220M as of Sep 30, 2019
Nov 28, 2014$90.9M then
Owners51 as of Sep 30, 2019
Nov 28, 201419 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-219107reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Northern Trust Intl Banking CorpJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 18%reportedadviser and related persons