DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• E••••• A••••••••• F••• I• L•••
Gross asset value
$502M
as of Mar 28, 2024; not a fund size
Peak GAV
$530M
highest filing
Owners
60
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
12%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
11%
Reported
13 filings
Jul 10, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$502M as of Mar 28, 2024
Jul 10, 2017$160M then
Owners60 as of Mar 28, 2024
Jul 10, 201742 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-284159reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cantor Fitzgerald & Co.New York, New York
- Jpmorgan Chase BankNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Silicon Valley Bank (A Division Of First Citizens Bank)Santa Clara, California
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
- T•• E••••• A••••••••• F••• I• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons