DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••• D••••• I••••••••• F••• I•• L•

Other Private Fundadvised byC• I••••••••• P•••••••• L••former805-6524090700IAPD
Gross asset value
$106M
as of Jul 16, 2024; not a fund size
Peak GAV
$106M
highest filing
Owners
109
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Jul 26, 2021 to Jul 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$106M as of Jul 16, 2024
Jul 26, 2021$7.4M then
Owners109 as of Jul 16, 2024
Jul 26, 202174 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 42% of the adviser's clients investedreported
Form D file number
021-401764reportedthe join to the Form D offering
Type as written
CO-INVESTMENTreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Frost Bank
    San Antonio, Texas · LEI G5AHTAP80NWA3Q8RDC78
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons