DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Cowen Healthcare Investments III LP

Private Equity Fundadvised byChi Advisors LLCformer805-6541020392IAPD
Gross asset value
$429M
as of Jun 5, 2023; not a fund size
Peak GAV
$515M
highest filing
Owners
810
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
11%
Reported
7 filings
Mar 30, 2020 to Jun 5, 2023
Reporting history
one row per Form ADV filing
Gross asset value$429M as of Jun 5, 2023
Mar 30, 2020$374M then
Owners810 as of Jun 5, 2023
Mar 30, 2020760 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-349587reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America N.A.
    New York, New York · LEI B4TYDEB6GKMZO031MB27
  • Bnp Paribas Securities Corp.
    New York, New York
  • Pershing LLC
    Jersey City, New Jersey
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
2.0%reportedadviser and related persons