DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

T••••••• G••••• R•••••••• H•••••••• L••

Private Equity Fundadvised byT••••••• C•••••• M••••••••• L•former805-6542929034no longer reportedIAPD
Gross asset value
$260M
as of Mar 22, 2012; not a fund size
Peak GAV
$260M
highest filing
Owners
170
beneficial owners reported
Minimum investment
$1
as reported
Adviser and related own
20%
of the fund
Owned by funds
30%
fund-of-funds interests
Non-US owners
80%
Reported
2 filings
Feb 14, 2012 to Mar 22, 2012
Reporting history
one row per Form ADV filing
Gross asset value$260M as of Mar 22, 2012
Feb 14, 2012$260M then
Owners170 as of Mar 22, 2012
Feb 14, 2012170 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • JP Morgan
    New York, New York
  • Newedge
    London, United Kingdom
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
20%reportedadviser and related persons