DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••••••• C•••••••• F••• I•• L•

Hedge Fundadvised byC•••••••• C••••••• I•••asset manager805-6549680046no longer reportedIAPD
Gross asset value
$10.2M
as of Mar 29, 2018; not a fund size
Peak GAV
$137M
highest filing
Owners
92
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
13%
of the fund
Owned by funds
13%
fund-of-funds interests
Non-US owners
6%
Reported
13 filings
Apr 2, 2012 to Mar 29, 2018
Reporting history
one row per Form ADV filing
Gross asset value$10.2M as of Mar 29, 2018
Apr 2, 2012$76.5M then
Owners92 as of Mar 29, 2018
Apr 2, 201292 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-58017reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    San Francisco, California
  • Stifel, Nicolaus & Company, Incorporated
    St. Louis, Missouri
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
13%reportedadviser and related persons