DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••••••• C••••••••• M••••• F••• L•
Gross asset value
$45.5M
as of Mar 29, 2019; not a fund size
Peak GAV
$606M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
22%
of the fund
Owned by funds
57%
fund-of-funds interests
Non-US owners
78%
Reported
13 filings
Mar 30, 2012 to Mar 29, 2019
Reporting history
one row per Form ADV filing
Gross asset value$45.5M as of Mar 29, 2019
Mar 30, 2012$606M then
Owners4 as of Mar 29, 2019
Mar 30, 201241 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Bank CanadaNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Private Bank, National AssociationPurchase, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 22%reportedadviser and related persons