DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•• F•••••• P••••••••• I••••••• S•• A• S••••••••• P•••••••• O• S••••• G••••• S••••••••• F••• S••
Private Equity Fundadvised byS••••• D••••••••• M••••••• L••former805-6626601596no longer reportedIAPD
Gross asset value
$641,592
as of Jun 2, 2023; not a fund size
Peak GAV
$4.5M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
100%
Reported
21 filings
Mar 31, 2015 to Jun 2, 2023
Reporting history
one row per Form ADV filing
Gross asset value$641,592 as of Jun 2, 2023
Mar 31, 2015$2.5M then
Owners1 as of Jun 2, 2023
Mar 31, 20152 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citizens Bank, N.A.Johnston, Rhode Island
Across DFX
shared identifiers only
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons