DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Distressed Opportunities Fund LLC

Other Private Fundadvised byStifel, Nicolaus & Company, Incorporatednational BD805-6642841588no longer reportedIAPD
Gross asset value
$263,605
as of Mar 3, 2022; not a fund size
Peak GAV
$13.9M
highest filing
Owners
54
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
245 filings
Mar 13, 2012 to Mar 3, 2022
Reporting history
one row per Form ADV filing
Gross asset value$5.1M as of May 1, 2017
Mar 13, 2012$13.9M then
Owners54 as of May 1, 2017
Mar 13, 201255 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Missouri, United Statesreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
021-99241reportedthe join to the Form D offering
Type as written
FUND OF PRIVATE EQUITY FUNDSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Stifel, Nicolaus & Company, Incorporated
    St. Louis, Missouri · related person of the adviser
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
4.0%reportedadviser and related persons