DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••••••• S••••• R••• E••••• L•••••• P••••••••• V•
Gross asset value
$916,342
as of Mar 26, 2013; not a fund size
Peak GAV
$916,342
highest filing
Owners
80
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
25 filings
Mar 30, 2012 to Mar 26, 2013
Reporting history
one row per Form ADV filing
Gross asset value$916,342 as of Mar 26, 2013
Mar 30, 2012$916,342 then
Owners80 as of Mar 26, 2013
Mar 30, 201280 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Archon Capital Bank Deutschland GmbhHof/Saale, Germany · related person of the adviser
- Bny MellonHouston, Texas
- Bny MellonNew York, New York
- G•••••• S•••• (Asia) Securities L••••••Hong Kong, Hong Kong · related person of the adviser
- G•••••• S•••• InternationalLondon, United Kingdom · related person of the adviser
- G•••••• S•••• Japan Co., Ltd.Tokyo, Japan · related person of the adviser
- Societe GeneraleL-2420, Luxembourg
- Standard Chartered BankMumbai, India
- Wells FargoNew York, New York
- Wilmington TrustWilmington, Delaware
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons