DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F••••••• R••• E••••• O••••••••• F••• I•• •• L•••
Gross asset value
$989M
as of Oct 14, 2024; not a fund size
Peak GAV
$989M
highest filing
Owners
430
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
3%
Reported
125 filings
Aug 10, 2018 to Oct 14, 2024
Reporting history
one row per Form ADV filing
Gross asset value$986M as of Jun 30, 2023
Aug 10, 2018$605M then
Owners395 as of Jun 30, 2023
Aug 10, 2018370 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-315388reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, National AssociationChicago, Illinois · LEI B4TYDEB6GKMZO031MB27
- Bank Of America, National AssociationLondon, United Kingdom · LEI B4TYDEB6GKMZO031MB27
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABYN63
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- U.S. Bank National AssociationChicago, Illinois · LEI 6BYL5QZYBDK8S7L73M02
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons