DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••••••• F••• Q•• L•
Gross asset value
$148M
as of Oct 25, 2024; not a fund size
Peak GAV
$148M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
15%
of the fund
Owned by funds
19%
fund-of-funds interests
Non-US owners
2%
Reported
13 filings
Jun 22, 2020 to Oct 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$148M as of Oct 25, 2024
Jun 22, 2020$69.9M then
Owners58 as of Oct 25, 2024
Jun 22, 202058 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-213617reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Adm Securities, Inc.Chicago, Illinois
- Fidelity Brokerage Services LLCBoston, Massachusetts
- Goldman Sachs & Co. LLCJersey City, New Jersey
- Interactive Brokers LLCGreenwich, Connecticut
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 15%reportedadviser and related persons