DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• O••••••• M•••••• L••
Gross asset value
$523M
as of Nov 29, 2021; not a fund size
Peak GAV
$1.9B
highest filing
Owners
39
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
12%
Reported
14 filings
Mar 31, 2014 to Nov 29, 2021
Reporting history
one row per Form ADV filing
Gross asset value$523M as of Nov 29, 2021
Mar 31, 2014$1.9B then
Owners39 as of Nov 29, 2021
Mar 31, 2014115 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-106706reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bny Mellon Capital Markets, LLCNew York, New York
- Citibank, National AssociationNew York, New York · LEI E57ODZWZ7FF32TWEFA76
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Clearing Corp.New York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 14%reportedadviser and related persons