DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
F••••••• C••••••••• I•• L•
Gross asset value
$20.6M
as of Apr 24, 2024; not a fund size
Peak GAV
$201M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Dec 7, 2011 to Apr 24, 2024
Reporting history
one row per Form ADV filing
Gross asset value$20.6M as of Apr 24, 2024
Dec 7, 2011$201M then
Owners2 as of Apr 24, 2024
Dec 7, 20112 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America Merrill LynchHartford, Connecticut
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Morgan StanleyBoston, Massachusetts
Across DFX
shared identifiers only
- F••••••• C••••••••• I•• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons