DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
C••••• O••••••••• F•••• L•••
Gross asset value
$165M
as of Jun 14, 2024; not a fund size
Peak GAV
$614M
highest filing
Owners
33
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
12%
Reported
28 filings
Mar 28, 2013 to Jun 14, 2024
Reporting history
one row per Form ADV filing
Gross asset value$165M as of Jun 14, 2024
Mar 28, 2013$57.3M then
Owners33 as of Jun 14, 2024
Mar 28, 20133 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-1470962946reported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 29% of the adviser's clients investedreported
- Form D file number
- 021-193283reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street Bank And TrustBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons