DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• P••••••• E••••• G••••• E••••• F••• I•• S•••
Gross asset value
$1.5B
as of Sep 30, 2024; not a fund size
Peak GAV
$1.5B
highest filing
Owners
95
beneficial owners reported
Minimum investment
$5.5M
as reported
Adviser and related own
11%
of the fund
Owned by funds
39%
fund-of-funds interests
Non-US owners
64%
Reported
3 filings
Mar 28, 2024 to Sep 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.5B as of Sep 30, 2024
Mar 28, 2024$1.5B then
Owners95 as of Sep 30, 2024
Mar 28, 202495 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Luxembourgreported
- Clients solicited
- noreported
- Form D file number
- 021-473682reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Hsbc Continental E•••••Gasperich, Luxembourg · LEI F0HUI1NY1AZMJMD8LP67
- Silicon Valley BankSanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- S••••• P••••••• E••••• G••••• E••••• F••• I•• S••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons