DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•• N••• C••••••••• L•
Private Equity Fundadvised byO•••• R••••••• G••••• L••asset manager805-6676088246no longer reportedIAPD
Gross asset value
$455,933
as of Nov 16, 2016; not a fund size
Peak GAV
$11.9M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Jun 11, 2012 to Nov 16, 2016
Reporting history
one row per Form ADV filing
Gross asset value$455,933 as of Nov 16, 2016
Jun 11, 2012$3.0M then
Owners1 as of Nov 16, 2016
Jun 11, 20121 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-147481reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Texas Capital BankAustin, Texas
- The Kingdom Trust CompanySioux Falls, South Dakota
Across DFX
shared identifiers only
- O•• N••• C••••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons