DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•••••••• B••••• C•••• E••••• M••••• F•••
Gross asset value
$2.1M
as of Feb 8, 2021; not a fund size
Peak GAV
$38.8M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
95%
Reported
6 filings
Jun 20, 2017 to Feb 8, 2021
Reporting history
one row per Form ADV filing
Gross asset value$2.1M as of Feb 8, 2021
Jun 20, 2017$32.0M then
Owners3 as of Feb 8, 2021
Jun 20, 201710 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Brown Brothers Harriman & Co.Boston, Massachusetts · LEI 5493006KMX1VFTPYPW14
- State Street Bank And Trust CompanyQuincy, Massachusetts · LEI 571474TGEMMWANRLN52
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons