DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• S••••• D••••• S••••• L••• O••••••• F••• L•••
Other Private Fundadvised byC••••• S••••• A•••• M••••••••• L••former805-6723741359no longer reportedIAPD
Gross asset value
$146M
as of Jan 14, 2013; not a fund size
Peak GAV
$146M
highest filing
Owners
62
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
72%
Reported
12 filings
Mar 30, 2012 to Jan 14, 2013
Reporting history
one row per Form ADV filing
Gross asset value$146M as of Jan 14, 2013
Mar 30, 2012$146M then
Owners62 as of Jan 14, 2013
Mar 30, 201262 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- none reportedreported
- Type as written
- SECURITIZED ASSETSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street Bank And Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
- C••••• S••••• D••••• S••••• L••• O••••••• F••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 13%reportedadviser and related persons