DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
O•••••• S•••••• O••••••••• M••••• A••••••••• H••••••• L••
Gross asset value
$7.6M
as of Aug 4, 2016; not a fund size
Peak GAV
$832M
highest filing
Owners
108
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
33%
fund-of-funds interests
Non-US owners
25%
Reported
8 filings
Mar 29, 2012 to Aug 4, 2016
Reporting history
one row per Form ADV filing
Gross asset value$7.6M as of Aug 4, 2016
Mar 29, 2012$757M then
Owners108 as of Aug 4, 2016
Mar 29, 2012108 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- First Republic Securities Company, LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
- O•••••• S•••••• O••••••••• M••••• A••••••••• H••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons