DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

M•••••••• P••• C•• L••• A•• M•••••••• P••• C•• C••••

Other Private Fundadvised byC••• I••••••••• M••••••••• L••asset manager805-6769304595no longer reportedIAPD
Gross asset value
$101M
as of Mar 31, 2014; not a fund size
Peak GAV
$281M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
15%
Reported
4 filings
Mar 30, 2012 to Mar 31, 2014
Reporting history
one row per Form ADV filing
Gross asset value$101M as of Mar 31, 2014
Mar 30, 2012$281M then
Owners13 as of Mar 31, 2014
Mar 30, 201212 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Type as written
COLLATERALIZED LOAN OBLIGATION FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Deutsche Bank National Trust Company
    Santa Ana, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons