DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• P••• M••••• F•••• L•••
Gross asset value
$426M
as of May 6, 2024; not a fund size
Peak GAV
$1.6B
highest filing
Owners
63
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
29%
Reported
29 filings
Mar 30, 2012 to May 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$426M as of May 6, 2024
Mar 30, 2012$589M then
Owners63 as of May 6, 2024
Mar 30, 201271 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Hsbc FundsKansas City, Missouri · LEI 213800RE7LTFGSCFQQ20
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- State Street Global AdvisorsKansas City, Missouri · LEI 549300BYWOXNH286YR10
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons