DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R••••••• C•••••• V• L•
Gross asset value
$204M
as of May 20, 2024; not a fund size
Peak GAV
$406M
highest filing
Owners
200
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 31, 2021 to May 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$204M as of May 20, 2024
Mar 31, 2021$406M then
Owners200 as of May 20, 2024
Mar 31, 2021200 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Arizona Bank And Trust, A Division Of Htlf BankChandler, Arizona · LEI 549300BTD4RDILZY5V14
- Charles Schwab & Co., Inc.New York, New York
- Citibank N.A.New York, New York
- First Republic BankNew York, New York
- Mizuho Capital Markets LLCNew York, New York
- Wilmington TrustWilmington, Delaware
Across DFX
shared identifiers only
- R••••••• C•••••• V• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons