DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K••••• I• B•••• L••
Private Equity Fundadvised byF••••••• W••••• M••••••••• L••former805-6803675669no longer reportedIAPD
Gross asset value
$2.6M
as of Apr 30, 2019; not a fund size
Peak GAV
$10.0M
highest filing
Owners
94
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
24 filings
Mar 30, 2012 to Apr 30, 2019
Reporting history
one row per Form ADV filing
Gross asset value$2.6M as of Apr 30, 2019
Mar 30, 2012$5.0M then
Owners94 as of Apr 30, 2019
Mar 30, 201295 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Missouri, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-130183reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.San Francisco, California
- Missouri Bank And TrustK••••• City, Missouri
Across DFX
shared identifiers only
- K••••• i• B•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons