DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• I•••••••• I•• L•
Gross asset value
$1.8M
as of Mar 28, 2019; not a fund size
Peak GAV
$83.0M
highest filing
Owners
28
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
5%
Reported
9 filings
Feb 13, 2012 to Mar 28, 2019
Reporting history
one row per Form ADV filing
Gross asset value$1.8M as of Mar 28, 2019
Feb 13, 2012$83.0M then
Owners28 as of Mar 28, 2019
Feb 13, 201228 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-91353reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- C•••••• I•••••••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons