DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••• Q••• C•••• A••••••• R••••• F••• L•••

Gross asset value
$581M
as of Apr 1, 2019; not a fund size
Peak GAV
$581M
highest filing
Owners
57
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
14%
Reported
26 filings
Mar 28, 2014 to Apr 1, 2019
Reporting history
one row per Form ADV filing
Gross asset value$581M as of Apr 1, 2019
Mar 28, 2014$174M then
Owners57 as of Apr 1, 2019
Mar 28, 201423 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-231728reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • C•••• Construction Bank Corporation
    Beijing, China
  • The Bank Of New York Mellon
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
3.0%reportedadviser and related persons