DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••• D••••••••• S••••••••• F•••• L•••
Gross asset value
$8.5M
as of Apr 28, 2023; not a fund size
Peak GAV
$86.9M
highest filing
Owners
59
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
53%
fund-of-funds interests
Non-US owners
36%
Reported
15 filings
Mar 30, 2020 to Apr 28, 2023
Reporting history
one row per Form ADV filing
Gross asset value$8.5M as of Apr 28, 2023
Mar 30, 2020$18.1M then
Owners59 as of Apr 28, 2023
Mar 30, 202018 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-366576reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Fieldpoint Bank & TrustGreenwich, Connecticut · LEI 2549006970DDWK8E1864
- Patriot Bank NaStamford, Connecticut · LEI 5493003VL1891MV4Y526
- Wells Fargo Bank, N.A.Stamford, Connecticut · LEI KB1H1DSPRFMYMCUFXT09
- Wilmington Trust, N.A.Birmingham, Michigan · LEI 254900K52ZHF2PEQE649
Across DFX
shared identifiers only
- C••••••• D••••••••• S••••••••• F•••• L••• · peshared adv fund id
- C••••••• D••••••••• S••••••••• F•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons