DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
M••••••• A••••••• F•••• L•••
Gross asset value
$541M
as of Nov 8, 2024; not a fund size
Peak GAV
$620M
highest filing
Owners
32
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
98%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
32 filings
Mar 31, 2015 to Nov 8, 2024
Reporting history
one row per Form ADV filing
Gross asset value$541M as of Nov 8, 2024
Mar 31, 2015$57.8M then
Owners32 as of Nov 8, 2024
Mar 31, 20155 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-233217reportedthe join to the Form D offering
- Type as written
- VENTURE CAPITAL INVESTMENT VEHICLE ISSUING REDEEMABLE SECURITIESreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Afrasia Bank LimitedPort Louis, Mauritius · LEI 549300N8BDWE3MP97605
- First Citizens BankRaleigh, North Carolina · LEI 549300ZX7CMZ93QCZQ91
- Hsbc Private BankNew York, New York · LEI 1IE8VN30JCEQV1H4R804
- Hsbc Securities (USA) Inc.New York, New York
- JP Morgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Morgan StanleyPurchase, New York
- Smc Global Securities LimitedNew Delhi, India · LEI 335800HLTL4M1CE2VP40
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 98%reportedadviser and related persons