DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
F•••• L•••• F•••• F•••• L•
Gross asset value
$659M
as of Mar 24, 2026; not a fund size
Peak GAV
$659M
highest filing
Owners
82
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
2%
Reported
25 filings
Oct 22, 2015 to Mar 24, 2026
Reporting history
one row per Form ADV filing
Gross asset value$477M as of Dec 3, 2024
Oct 22, 2015$0 then
Owners82 as of Dec 3, 2024
Oct 22, 20150 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-248594reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABYN63
- Continental Stock Transfer & TrustNew York, New York
- Jefferies LLCNew York, New York
- Shareworks By Morgan StanleyNew York, New York · LEI 549300RJIC678ZPVWG08
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons